by AIP Online Bureau | Jan 12, 2025 | Eco/Invest/Demography, Indian News, Technology, Wealth Management/ Philanthropy
Buch said in the past nine months of the current fiscal, entities have mobilised Rs 3.3 trillion in equity and Rs 7.3 trillion from the debt markets, with the overall mop-up reaching Rs 10.7 trillion. Mumbai: Overall fundraising from capital markets, including through...
by AIP Online Bureau | Jan 8, 2025 | Eco/Invest/Demography, Indian News, Regulation, Risk Management, Wealth Management/ Philanthropy
The new norms encompass qualification standards, fee structures, deposit requirements, and client segregation protocols. Mumbai: Markets regulator Sebi on Wednesday said it has issued guidelines on the regulatory framework for research analysts and investment advisers...
by AIP Online Bureau | Dec 31, 2024 | Eco/Invest/Demography, Indian News, Regulation, Risk Management, Workplace/Employee Benefits
The framework is designed to ensure that Sebi-regulated entities (REs) maintain robust cybersecurity posture, remain equipped with adequate cyber resiliency measures and can withstand, respond to, and recover from cyber threats, effectively New Delhi: Sebi on Tuesday...
by AIP Online Bureau | Dec 22, 2024 | Eco/Invest/Demography, Indian News, Life, Regulation, Risk Management
The SEBI had investigated some suspicious front-running trades related to PNB MetLife India Insurance before this action.The focus of this investigation was to find out whether the suspicious entities were doing front running in the trade of PNB MetLife India...
by AIP Online Bureau | Dec 11, 2024 | Data, Eco/Invest/Demography, Regulation, Risk Management
In its final order, Sebi noted that Ravindra Bharti Education Institute used unregistered investment advice, trade recommendations, and execution to lure inexperienced investors into the securities market through its premises and employees.Clients were not fully...
